Regulators

CountryRegulatory BodyAcronymWebsite
AnguilaAnguilla Financial Services CommissionFSC Anguilawww.fsc.org.ai
AntiguaEastern Caribbean Securities Regulatory Commission (ECSRC)ECSRCwww.ecsrc.com
AustraliaAustralian Securities and Investment Commission (ASIC)ASICwww.asic.gov.au
AzerbaijanState Committee for Securities (Azerbaijan)

Baku Stock Exchange
SCS

BSE
www.scs.gov.az

www.bfb.az
BahamasSecurities Commission of Bahamas (SCB)SCBhttp://www.scb.gov.bs/
BangladeshSecurities and Exchange Commission of BangladeshSEC BDwww.secdb.org
BelgiumThe Financial Services and Markets Authority (FSMA)FSMAwww.fsma.be
BelizeInternational Financial Services Commission (IFSC)IFSCwww.ifsc.gov.bz
BelarusAssociation of Financial Market Development (ARFIN)ARFINhttps://arfin.by/
British Virgin IslandsBVI Financial Services Commission (FSC of BVI)FSC BVIwww.bvifsic.vg
BulgariaFinancial Supervision Commission of Bulgaria (FSC Bulgaria)FSC Bulgariawww.fsc.bg
CanadaBritish Columbia Securities Commission (BCSC)

Canadian Investor Protection Fund (CIPF)

Financial Transactions and Reports Analysis Center of Canada (FINTRAC)

Investment Industry Regulatory Organization of Canada (IIROC)

Ontario Securities Commission (OSC)
BCSC

CIPF

FINTRAC

IIROC

OSC
www.bcsc.bc.ca

www.cipf.ca

www.fintrac.gc.ca

www.iiroc.ca

www.osc.gov.on.ca
Cayman IslandsThe Cayman Island Monetary Authority (CIMA)CIMAwww.cimoney.com.ky
ChinaChina Securities Regulatory Commission (CSRC)

China State Administration of Foreign Exchange
CSRC

SAFE
www.csrc.gov.cn

www.safe.gov.cn/wps/portal/english
CroatiaCroatian Financial Services Supervisory Agency (CFSSA)CFSSAwww.hanfa.hr
CyprusCyprus Securities and Exchange Commission (CySEC)CySECwww.cysec.gov.cy
Czech RepublicCzech National Bank (CNB)CNBwww.cnb.cz
DenmarkDanish Financial Supervisory Authority (Danish FSA)FSA Denmarkwww.dfsa.dk
Estonia

The Financial Supervisory Authority (FINANTSINSPECTSIOON)
FinSpecwww.finanssivalvonta.fi
FranceAutorite des marches financiers (AMF)

Banque de France

Credit Institutions and Investment Firms Committee (CECEI)
AMF

BdF

CECEI
www.amf-france.org

www.banque-france.fr
GermanyFederal Financial Supervisory Authority (BaFin)BaFinwww.bafin.de
Hong KongSecurities and Futures Commission (SFC)

Financial Commission
SFC

FinCom
www.sfc.hk

www.financialcommission.org
HungaryHungarian FSA (HFSA)FSA Hungarywww.pszaf.hu
IcelandThe Financial Supervisory Authority (FME)FMEwww.fme.is
IndiaSecurities and Exchange Board of India (SEBI)

Reserve bank of India (RBI)
SEBI

RBI
www.sebi.gov.in

www.rbi.org.in
IndonesiaCommidity Futures Trade Regulatory Agency (CoFTRA)CoFTRAwww.bappebti.go.id
IrelandCentral Bank of IrelandCBIwww.financialregulator.ie
Isle of ManThe Financial Supervision Commission (FSC)FSCwww.fcs.gov.im
IsraelThe Israel Securities Authority (ISA)ISAwww.isa.gov.il
ItalyCommissione Nazionale per le Societa e la Borsa (CONSOB)CONSOBwww.consob.it
JapanFinancial Services Agency of Japan (FSA Japan)

Japan Securities Dealers Association (JSDA)

Japan Investor Protection Fund (JIPF)

Tokyo Commodity Exchange (TOCOM)
SA Japan

JSDA

JIPF

TOCOM
www.fsa.go.jp/en/

www.jsda.or.jp/html/eigo/index.html

http://jipf.or.jp/index-e.html

www.tocom.or.jp
KenyaCapital Markets Authority (CMA)CMA Kenyawww.cma.or.ke
KuwaitMinistry of Commerce and Industry in Kuwait

Kuwait Chamber of Commerce & Industry (KCCI)
MCIK

KCCI
www.moci.gov.kw

www.kuwaitchamber.org.kw
LabuanLabuan Financial Service AuthorityLFSAhttps://www.lfsacoral.gov.my/
LatviaThe Financial and Capital Market Commission (FKTK)FKTKwww.fktk.lv
LebanonBanque Du Liban

Capital Markets Authority (CMA)
BDL

CMA Labuan
www.bdl.gov.lb
LithuaniaThe Lithuanian Securities Commission, Bank of LithuaniaLBwww.lb.lt
LuxemburgCommission de Surveillance du Secteur Financier (CSSF)CSSFwww.cssf.lu
LiechtensteinThe Financial Market Authority Liechtenstein (FMA)FMAwww.fma-li.li
MalaysiaSecurities Commission MalaysiaSCMwww.sc.com.my
MaltaMalta Financial Services Authority (FSA in Malta)FSA Malta
www.mfsa.com.mt
MauritiusFinancial Services Commission of Mauritius (FSC Mauritius)FSC Mauritiuswww.gov.mu/portal/sites/ncb/fsc/index.html
New ZealandNew Zealand Exchange (NZX)

Serious Fraud Office (SFO)

Financial Services Complaints Limited (FSCL)

Financial Service Provider

New Zealand Financial Markets Authority (NZ FMA)
NZX

SFO

FSCL

FSP

NZ FMA
www.nzx.com

http://sfo.govt.nz

www.fscl.org.nz

www.business.govt.nz/fsp

www.fma.govt.nz
NetherlandsBank of NetherlandsBON
https://www.dnb.nl/en/
NevisNevis Financial ServicesNFSwww.nevisfinance.com
NigeriaSecurities & Exchange Commission NigeriaSEC Nigeriawww.sec.gov.ng
NorwayThe Financial Supervisory Authority of NorwayFSA Norwaywww.finanstilsynet.no
PakistanSecurities and Exchange Commission of Pakistan (SECP)SECPwww.secp.gov.pk
PanamaSuperintendencia de Mercado de Valores - The Securities Market Superintence (SMV)

Ministry of Industry and Commerce (MICI)
SMV

MICI
www.supervalores.gob.pa

www.mici.gob.pa
Philippines

Securities and Exchange Commission Philippines

The Bangko Sentral ng Pilipinas (BSP)
SEC Philippines

BPS
www.sec.gov.ph

www.bsp.gov.ph
PolandPolish Financial Supervision Authority (PFSA)PFSAwww.knf.gov.pl
PortugalComissão do Mercado de Valores Mobiliários (CMVM)CMVM
www.cmvm.pt
RomaniaRomanian National Securities Commission (C.N.V.M.)CNVM
www.cnvmr.ro
Russia

Central Bank of Russia

Association of Forex Dealers

Centre for Regulation of Off-Exchange Financial Instruments and Technologies (CRFIN)
CBR

AFD

CRFIN
www.cbr.ru/finmarkets

https://sroafd.ru/en/

www.crfin.ru
Seychelles

Seychelles Financial Services Authority (FSA Seychelles)

Seychelles Licensing Authority (SLA)
FSA Seychelles

SLA
www.fsaseychelles.sc

www.sla.sc
SingaporeMonetary Authority of Singapore (MAS)

Singapore Exchange (SGX)
MAS

SGX
www.mas.gov.sg

www.sgx.com
SlovakiaNational Bank of Slovakia (NBS)NBSwww.nbs.sk
South KoreaFinancial Supervisory CommissionFSC Koreawww.fss.or.kr
Sri LankaSecurities and Exchange Commission of Sri LankaSEC Sri Lankawww.sec.gov.lk
S. Vincent and the GrenadinesThe Financial Services AuthorityFSA SVGwww.svgfsa.com
South Africa

Financial Service Board of South Africa

Financial Sector Conduct Authority (FSCA)
FSB

FSCA
www.fsb.co.za

https://www.fsca.co.za
SwedenSwedish Financial Supervisory Authority (Swedish FSA)FSA Swedenwww.fi.se
Switzerland

Association Romande des Intermediares Financiers (ARIF)

Swiss Bankers Association (SBA)

Swiss Federal Banking Commission (SFBC)

Swiss Federal Department of Finance (SFDF)

Swiss Federal Finance Administration (SFFA)

Swiss Financial Market Supervisory Authority (FINMA)

Swiss National Bank (SNB)

PolyReg

Geneva Chamber of Commerce (CCIG)

Organisme d'Autoregulation des Gerants de Patrimoine (OAR-G)
ARIF

SBA

SFBC

SFDF

SFFA

FINMA

SNB

PR

CCIG

OAR-G
https://www.arif.ch/en/index.htm

https://www.swissbanking.org/en/home.htm

https://www.finma.ch/archiv/ebk/e/index.html

https://www.efd.admin.ch/index.html?lang=en

https://www.efv.admin.ch

https://www.finma.ch

https://www.snb.ch

https://www.polyreg.ch

https://www.ccig.ch/Home/tabid/40/language/en-US/Default.aspx

https://www.oarg.ch
TanzaniaThe Capital Markets and Securities Authority (CMSA)CMSAwww.cmsa-tz.org
ThailandSecurities and Exchange Commission, ThailandSEC Thailandwww.sec.or.th
TurkeyCapital Markets Board of TurkeyCMB_
UAEAbu Dhabi Central Bank

Dubai Multi Commodities Centre (DMCC)

Dubai Gold & Commodities Exchange (DGCX)

Emirates Securities and Commodities Authority (SCA)
ADCB

DMCC

DGCX

SCA
www.centralbank.ae/en

www.dmcc.ae

www.dgcx.ae

www.sca.ae/english
United KingdomUK Financial Services Authority (FSA UK)

The Financial Conduct Authority (FCA)

The Prudential Regulation Authority (PRA)

Financial Services Compensation Fund (FSCS)
FSA UK

FCA UK

PRA

FSCS
www.fsa.gov.uk

www.fca.org.uk

www.bankofengland.co.uk

www.fscs.org.uk
United StatesCommodities and Futures Trading Commission (CFTC)

Financial Industry Regulatory Authority (FINRA)

National Futures Association (NFA)

New York Stock Exchange (NYSE)

Office of the Comptroller of the Currency (OCC)

US Securities and Exchanges Commission (U.S. SEC)

Chicago Board of Trade (CBOT)

Securities Investor Protection Corporation (SIPC)
CFTC

FINRA

NFA

NYSE

OCC

SEC US

CBOT

SIPC
www.cftc.gov

www.finra.org

www.nfa.futures.org

www.nyse.com

www.occ.treas.gov

www.sec.gov

www.cmegroup.com

www.sipc.org
VanuatuVanuatu Financial Services Commission (VFSC)VFSCwww.vfsc.vu

Please note that the list of regulatory bodies above is constantly changing and only includes the most popular regulators used by Tradefora listed brokers.

If you know of any additional reputable regulators, which should be listed here – please email us for review at [email protected]