Regulators

Regulatory BodyAcronymWebsite
Anguila

Anguilla Financial Services Commission

FSC Anguila

Antigua

Eastern Caribbean Securities Regulatory Commission (ECSRC)

ECSRC

Australia

Australian Securities and Investment Commission (ASIC)

ASIC

Financial Obdusman Service

FOS

Azerbaijan

State Committee for Securities (Azerbaijan)

Baku Stock Exchange

SCS

BSE

Bahamas

Securities Commission of Bahamas (SCB)

SCB

Bangladesh

Securities and Exchange Commission of Bangladesh

SEC BD

Belgium

The Financial Services and Markets Authority (FSMA)

FSMA

Belize

International Financial Services Commission (IFSC)

IFSC

Belarus

Association of Financial Market Development (ARFIN)

ARFIN

British Virgin Islands

BVI Financial Services Commission (FSC of BVI)

FSC BVI

Bulgaria

Financial Supervision Commission of Bulgaria (FSC Bulgaria)

FSC Bulgaria

Canada

British Columbia Securities Commission (BCSC)

Canadian Investor Protection Fund (CIPF)

Financial Transactions and Reports Analysis Center of Canada (FINTRAC)

Investment Industry Regulatory Organization of Canada (IIROC)

Ontario Securities Commission (OSC)

BCSC

CIPF

FINTRAC

IIROC

OSC

Cayman Islands

The Cayman Island Monetary Authority (CIMA)

CIMA

China

China Securities Regulatory Commission (CSRC)

China State Administration of Foreign Exchange

CSRC

SAFE

Croatia

Croatian Financial Services Supervisory Agency (CFSSA)

CFSSA

Cyprus

Cyprus Securities and Exchange Commission (CySEC)

CySEC

Czech Republic

Czech National Bank (CNB)

CNB

Denmark

Danish Financial Supervisory Authority (Danish FSA)

FSA Denmark

Estonia

The Financial Supervisory Authority (FINANTSINSPECTSIOON)

FinSpec

Finland

FIN-FSA in Finland

FSA Finland

France

Autorite des marches financiers (AMF)

Banque de France

Credit Institutions and Investment Firms Committee (CECEI)

AMF

BdF

CECEI

Germany

Federal Financial Supervisory Authority (BaFin)

BaFin

Hong Kong

Securities and Futures Commission (SFC)

Financial Commission

SFC

FinCom

Hungary

Hungarian FSA (HFSA)

FSA Hungary

Iceland

The Financial Supervisory Authority (FME)

FME

India

Securities and Exchange Board of India (SEBI)

Reserve bank of India (RBI)

SEBI

RBI

Indonesia

Commidity Futures Trade Regulatory Agency (CoFTRA)

CoFTRA

Ireland

Central Bank of Ireland

CBI

Isle of Man

The Financial Supervision Commission (FSC)

FSC

Israel

The Israel Securities Authority (ISA)

ISA

Italy

Commissione Nazionale per le Societa e la Borsa (CONSOB)

CONSOB

Japan

Financial Services Agency of Japan (FSA Japan)

Japan Securities Dealers Association (JSDA)

Japan Investor Protection Fund (JIPF)

Tokyo Commodity Exchange (TOCOM)

FSA Japan

JSDA

JIPF

TOCOM

Kenya

Capital Markets Authority (CMA)

CMA Kenya

Kuwait

Ministry of Commerce and Industry in Kuwait

Kuwait Chamber of Commerce & Industry (KCCI)

MCIK

KCCI

Labuan

Labuan Financial Service Authority

LFSA

Latvia

The Financial and Capital Market Commission (FKTK)

FKTK

Lebanon

Banque Du Liban

Capital Markets Authority (CMA)

BDL

CMA Labuan

Lithuania

The Lithuanian Securities Commission, Bank of Lithuania

LB

Luxemburg

Commission de Surveillance du Secteur Financier (CSSF)

CSSF

Liechtenstein

The Financial Market Authority Liechtenstein (FMA)

FMA

Malaysia

Securities Commission Malaysia

SCM

Malta

Malta Financial Services Authority (FSA in Malta)

FSA Malta

Mauritius

Financial Services Commission of Mauritius (FSC Mauritius)

FSC Mauritius

New Zealand

New Zealand Exchange (NZX)

Serious Fraud Office (SFO)

Financial Services Complaints Limited (FSCL)

Financial Service Provider

New Zealand Financial Markets Authority (NZ FMA)

NZX

SFO

FSCL

FSP

NZ FMA

Netherlands

Bank of Netherlands

BON

Nevis

Nevis Financial Services

NFS

Nigeria

Securities & Exchange Commission Nigeria

SEC Nigeria

Norway

The Financial Supervisory Authority of Norway

FSA Norway

Pakistan

Securities and Exchange Commission of Pakistan (SECP)

SECP

Panama

Superintendencia de Mercado de Valores - The Securities Market Superintence (SMV)

Ministry of Industry and Commerce (MICI)

SMV

MICI

Philippines

Securities and Exchange Commission Philippines

The Bangko Sentral ng Pilipinas (BSP)

SEC Philippines

BPS

Poland

Polish Financial Supervision Authority (PFSA)

PFSA

Portugal

Comissão do Mercado de Valores Mobiliários (CMVM)

CMVM

Romania

Romanian National Securities Commission (C.N.V.M.)

CNVM

Russia

Central Bank of Russia

Association of Forex Dealers

Centre for Regulation of Off-Exchange Financial Instruments and Technologies (CRFIN)

CBR

AFD

CRFIN

Seychelles

Seychelles Financial Services Authority (FSA Seychelles)

Seychelles Licensing Authority (SLA)

FSA Seychelles

SLA

Singapore

Monetary Authority of Singapore (MAS)

Singapore Exchange (SGX)

MAS

SGX

Slovakia

National Bank of Slovakia (NBS)

NBS

South Korea

Financial Supervisory Commission

FSC Korea

Sri Lanka

Securities and Exchange Commission of Sri Lanka

SEC Sri Lanka

S. Vincent and the Grenadines

The Financial Services Authority

FSA SVG

South Africa

Financial Service Board of South Africa

Financial Sector Conduct Authority (FSCA)

FSB

FSCA

Sweden

Swedish Financial Supervisory Authority (Swedish FSA)

FSA Sweden

Switzerland

Association Romande des Intermediares Financiers (ARIF)

Swiss Bankers Association (SBA)

Swiss Federal Banking Commission (SFBC)

Swiss Federal Department of Finance (SFDF)

Swiss Federal Finance Administration (SFFA)

Swiss Financial Market Supervisory Authority (FINMA)

Swiss National Bank (SNB)

PolyReg

Geneva Chamber of Commerce (CCIG)

Organisme d'Autoregulation des Gerants de Patrimoine (OAR-G)

ARIF

SBA

SFBC

SFDF

SFFA

FINMA

SNB

PR

CCIG

OAR-G

Tanzania

The Capital Markets and Securities Authority (CMSA)

CMSA

Thailand

Securities and Exchange Commission, Thailand

SEC Thailand

Turkey

Capital Markets Board of Turkey

CMB

UAE

Abu Dhabi Central Bank

Dubai Multi Commodities Centre (DMCC)

Dubai Gold & Commodities Exchange (DGCX)

Emirates Securities and Commodities Authority (SCA)

ADCB

DMCC

DGCX

SCA

United Kingdom

UK Financial Services Authority (FSA UK)

The Financial Conduct Authority (FCA)

The Prudential Regulation Authority (PRA)

Financial Services Compensation Fund (FSCS)

FSA UK

FCA UK

PRA

FSCS

United States

Commodities and Futures Trading Commission (CFTC)

Financial Industry Regulatory Authority (FINRA)

National Futures Association (NFA)

New York Stock Exchange (NYSE)

Office of the Comptroller of the Currency (OCC)

US Securities and Exchanges Commission (U.S. SEC)

Chicago Board of Trade (CBOT)

Securities Investor Protection Corporation (SIPC)

CFTC

FINRA

NFA

NYSE

OCC

SEC US

CBOT

SIPC

Vanuatu

Vanuatu Financial Services Commission (VFSC)

VFSC

Please note that the list of regulatory bodies above is constantly changing and only includes the most popular regulators used by Tradefora listed brokers.

If you know of any additional reputable regulators, which should be listed here – please email us for review at [email protected]